Finance Officers and Finance Professionals must act honestly, promote ethical conduct and comply with the law, particularly as related to the maintenance of the firm’s financial books and records and the preparation of its financial statements.
They are specifically required to:
Carry out their responsibilities honestly, in good faith and with integrity, due care and diligence, exercising at all times their best independent judgment. Comply with applicable government laws, rules and regulations of federal, state and local governments and other appropriate regulatory agencies.